考证宝(kaozhengbao.com)

从事期货中间介绍业务的证券公司应当()向中国证监会派出机构报送合规检查报告。

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考试:

问题:

从事期货中间介绍业务的证券公司应当()向中国证监会派出机构报送合规检查报告。
A:tttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttt每半年ttttttttttttttttttt
B:tttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttt每月ttttttttttttttttttt
C:tttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttt每年ttttttttttttttttttt
D:tttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttttt每周ttttttttttttttttttttt

答案:

A

解析:

关于发布《证券公司为期货公司提供中间介绍业务试行办法》的通知,第二十六条 证券公司应当定期对介绍业务规则、内部控制、风险隔离等制度的执行情况和营业部介绍业务的开展情况进行检查,每半年向中国证监会派出机构报送合规检查报告。

相关标签:

期货法律法规     中国证监会     期货     合规     报送     证券公司    

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